Senior Manager / Manager – Financial Services Advisory

02 November 2023

Location:
Job title:
Reference:
Contact: HR department

Responsibilities:

• Lead and manage advisory engagements for financial institutions (FIs) including banks, stock brokers, asset management companies, licensed corporations, authorised institutions, insurers etc.
• Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes and guidelines) and relevant policies and procedures
• Draft policies, procedures and compliance manual for enabling FI clients to comply with applicable regulatory requirements
• Develop subject matter expertise and knowledge and provision of training to the FS Advisory and other professional team members
• Supervise and manage the performance of the FS team’s engagements
  • Corporate governance and risk management   
  • Internal audit and internal control of FIs  
  • Regulatory compliance such as SFC code of conducts, license compliance (type 1, 4, 6, 9), Banking Ordinance, HKMA SPMs, Stored Value Facilities (SVF) requirements, etc.   
  • Service organisation control reporting (SOC)
  • Conduct and culture review
  • Assurance engagements   
  • Stress testing

Requirements:

• Degree holder in Accounting, Finance /or any related subjects
• Over 6 years of consulting experience in the financial services industry
• Professional qualification of HKICPA is a MUST.  With other qualifications such as ACCA, CIA, FRM, etc. will be a plus  
• Experience in conducting reviews of assurance engagements under ISAE 3000 (R), ISAE 3402, etc. 
• Experience in dealing with senior management executives and board of directors of FIs
• Excellent interpersonal, communication and presentation skill, as well as proficiency in English and Chinese reporting 
• Fluent in spoken English, Cantonese and Putonghua 
• Mature, positive attitude, proactive, self-motivating
• Candidates with less experience will be considered for Manager

Please send your application letter and resume to hr@bdo.com.hk

Notes to Job Applicants :

BDO is an equal opportunity employer and welcomes applications from all qualified candidates. Personal data provided by job applicants will be treated strictly in accordance with the Personal Data (Privacy) Ordinance and will be used for recruitment and selection purpose only. Applicants should consider the application unsuccessful if he/she does not hear form our firm within eight weeks. Personal information of unsuccessful candidates will be retained for a period of two years for consideration and then destroyed.